Regulatory Analyst

To work as part of the Financial Services Group, providing a hands on advisory service that meets or exceeds client expectations and supports the professional team. To produce effective analysis work that will form the basis of any report provided to the client.

 

To work as part of the Financial Services Group, providing a hands on advisory service that meets or exceeds client expectations and supports the professional team. To produce effective analysis work that will form the basis of any report provided to the client.


Markets
• Keeps abreast of relevant regulatory requirements.
• Develops and maintains a network of contacts within the firm and starts to develop a network of contacts in the wider business community.
• Understands the importance of, and keeps, the Firm's interaction database up-to-date.
• Participates in networking/ office marketing events when appropriate and is an ambassador of the firm.
• Looks for and advises seniors of opportunities for new business or cross-selling.
• Demonstrates an understanding of the Firm's products, services and capabilities.

Clients
• Demonstrates sound technical knowledge and is able to apply this in the context of client assignments.
• Prepares client take on in accordance with the Firm's methodology.

People
• Plays an active role in the regulatory team, contributing to positive morale.
• Works collaboratively across all areas within the Financial Services Group to maximise our contribution to the firm and to clients.
• Works in line with the firm's CLEARR values of collaboration, leadership, excellence, agility, respect and responsibility.
• Seeks regular feedback and identifies and acts upon learning and development needs in order to develop technical and personal skills.
• Completes a timely performance reviews and personal development plan.
• Meets CPE requirements and completes return on time.

Operations and results
• Takes responsibility for assigned areas, including having own work reviewed and works to time and budget.
• Assists in the full recovery of billable time through accurate and timely submission of timesheets.
• Contributes to ensuring maximum utilisation of self through proactively seeking involvement in upcoming assignments and advertising own availability.
• Adheres to the Firm's risk management policies.
• Analyses information and is able to offer considered conclusions and recommendations.
• Keeps senior team members informed of progress, draws issues to their attention and discusses conclusions with them.
• Writes high quality, professionally presented reports.
• Projects a confident and professional image.
• Passes applicable technical exams first time.
• Receives positive feedback from clients.