Job Description




A leading international financial services firm in Paris is seeking a Compliance Officer to oversee regulatory compliance, market conduct monitoring, and compliance risk management within a dynamic capital markets environment.



Responsibilities

• Monitor client compliance matters, including service suitability and product eligibility in line with MiFID II requirements


• Ensure compliance with applicable financial regulations, including MiFID II, MiFIR, and MAR


• Conduct market activity surveillance and monitor trading-related compliance risks


• Maintain and update the compliance control framework and related procedures


• Monitor adherence to internal and external regulatory requirements, including ACPR obligations


• Perform regulatory watch activities and identify emerging compliance risks


• Assess non-compliance risks and integrate findings into the broader risk mapping framework


• Support and guide junior team members and contribute to resolving complex compliance matters


• Conduct detailed reviews and translate findings into actionable process improvements


• Track remediation actions and ensure implementation of corrective measures


• Contribute to the digitalization and automation of compliance processes, including the use of AI-driven tools

• Degree in Business, Law, Finance, or a related field


• Minimum 3 years of experience in control or compliance functions within an investment firm environment


• At least 4 years of senior-level compliance experience with team coordination or supervisory responsibilities in a bank or financial institution.


• Strong understanding of financial markets and order execution activities


• Solid knowledge of European financial regulations, including MiFID II, MiFIR, and MAR


• Analytical mindset with strong problem-solving and process improvement capabilities


• Experience in audit is considered an advantage


• Strong communication, reporting, and stakeholder management skills


• Autonomous, reliable, and highly detail-oriented working style


• Ability to manage multiple priorities in a fast-paced environment


• Fluency in French and English`