Portfolio Compliance Analyst (Charles River, Rule Coding & Investment Guidelines)
Optimus E2E London, United KingdomPortfolio Compliance Analyst (Charles River, Rule Coding & Investment Guidelines)
Optimus E2E London, United Kingdom
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Responsibilities:
- Implementation and coding regulatory and contractual investment guidelines in Charles River.
- Pre and Post trade rule coding.
- Interacting with CAM and PM as well as Products and Legal department on regulatory and guideline questions as well as analysing and interpreting regulatory documents and client guidelines.
- Reviewing, analysis, qualification & commenting on investment and regulatory guidelines violations related to rule implementation and seek for clarifications.
- Support the development of a global Investment Guideline Compliance function and work in such environment, incl. continuously improving coding principles, guideline standardization and rule coverage and automatization.
- Working with internal IT and external vendors on technical implementations.
- Involved in projects which aim to enhance the processes and systems.
- Testing rules have been successfully coding.
Experience/Skills:
- Ability to self-manage workloads
- Effective, results orientated team player
- Fostering Relationships/Stakeholder Management
- Understanding investment instruments and portfolio management
- Investment Guideline knowledge (contractual and regulatory)
- Knowledge of investment compliance systems
- Bachelor s Degree in Business, Finance or related subjects or equivalent experience
- Experience with industry recognized compliance monitoring systems such as Charles River, Bloomberg, Aladdin, Sentinel, Thinkfolio, MIG21
Job ID EF\648
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