Responsibilities:

• Review and assess client account activity, onboarding procedures and monitoring processes to ensure that they are in line with firm and regulatory policies
• Conduct vulnerable client assessments and verify total net worth across the client lifecycle
• Partner with front office, compliance and internal departments to resolve risk issues and communicate controls effectively
• Analyse risk indicators, leverage tools like Python to streamline reporting and support continuous process improvements
• Prepare risk reports, drive issue resolution to closure and contribute to team training on regulatory and control best practices

Requirements:

• Bachelor's degree in Finance, Business, Economics, Risk Management or related field
• Familiarity with private banking products including structured products, funds, alternative investments with basic knowledge of SFC, HKMA and MAS regulatory expectations
• Proficiency in Excel, Python and Alteryx
• Fluency in English, Cantonese and Mandarin with strong verbal and written communication skills
• Strong risk and control mindset, strong attention to details and the ability to manage multiple priorities under pressure