Compliance Officer

ur-capital Zurich, Suisse

Mise en ligne il y a 1 jour CDI Competitive

Compliance Officer

Job Description

An important wealth management firm in Zurich is seeking a Compliance Officer to support client onboarding, regulatory compliance, AML monitoring, and risk management within a dynamic UHNW-focused environment.

Responsibilities

Manage client onboarding processes, including due diligence reviews and periodic KYC refreshes
Perform and monitor AML, KYC, and client due diligence activities throughout the client lifecycle
Design, implement, and update compliance policies, procedures, and internal controls in line with applicable regulations
Provide compliance advice and day-to-day regulatory guidance to management and business teams
Conduct transaction monitoring and investigate potential AML-related risks and alerts
Organize and deliver staff training on compliance topics, including AML, FinSA, FinIA, market conduct, and cross-border regulations
Support compliance-related projects and contribute to the ongoing enhancement of the compliance framework
Perform compliance controls and risk assessments in accordance with the internal control system

Requirements

3-5 years of experience in a compliance role within a Swiss bank, wealth manager, or financial institution
Master's degree in Law, Business Administration, Finance, or a related field
Strong knowledge of AML, KYC, FinSA, FinIA, FINMA regulations, and cross-border requirements related to wealth management activities
Ability to analyze client information, due diligence documentation, and transaction data
Strong analytical, problem-solving, and risk assessment skills
Strong interpersonal and communication skills with the ability to work closely with business teams
Fluency in English is required; additional languages like russian are advantageous

Référence 39675

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